HgCapital LLP

• Principal Place of Business

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

  Web

  https://hgcapital.com

• Complaints Contact

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Elliot Farnsworth

  IRN SXF25414

  • SMF16 Compliance Oversight (since 6 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
• Sebastien Marie-Julien Briens

  IRN SMB01315

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
  • CF4 Partner (9 May 2016 to 8 Dec 2019)
  • CF30 Customer (20 Oct 2014 to 8 Dec 2019)
• Sergio Ferrarini

  IRN SXF01826

  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
• Simon William Lyall-Cottle

  IRN SWC01052

  • CF30 Customer (11 May 2012 to 3 Jun 2015)
• Sophie Albizua-Ureta

  IRN SXD01280

  • CF30 Customer (23 Jan 2009 to 6 Feb 2009)
• Soren Holt

  IRN SXH03025

  • [FCA CF] Client dealing (since 1 Aug 2025)
• Stefan Alois Margolis

  IRN SAM01376

  • CF30 Customer (14 Jan 2015 to 8 Dec 2019)
• Stephen John Burn-Murdoch

  IRN SJB01724

  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Stephen Michael Bough

  IRN SXB01297

  • CF2 Non Executive Director (11 Apr 2018 to 8 Dec 2019)
  • CF4 Partner (16 Oct 2008 to 11 Apr 2018)
  • CF8 Apportionment and Oversight (16 Oct 2008 to 31 Mar 2009)
• Steven Batchelor

  IRN SJB01452

  • SMF1 Chief Executive (since 13 Apr 2026)
  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • [FCA CF] Client dealing (since 1 Aug 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (10 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (26 Jan 2009 to 8 Dec 2019)

No changes recorded yet.