Heptagon Capital LLP

• Principal Place of Business

  63 Brook Street

  London

  W1K 4HS

  UNITED KINGDOM

  Phone

  +4402070701800

  Web

  https://www.heptagon-capital.com

• Complaints Contact

  63 Brook Street

  London

  W1K 4HS

  UNITED KINGDOM

  Phone

  +4402070701800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eran Benzour

  IRN EXB01087

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (28 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CF4 Partner (28 Jul 2005 to 8 Dec 2019)
• Fredrik Lars Plyhr

  IRN FLP01004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 23 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CF4 Partner (28 Jul 2005 to 8 Dec 2019)
  • CF27 Investment Management (28 Jul 2005 to 31 Oct 2007)
• Georgi Veltchev

  IRN GXV01035

  • CF10 Compliance Oversight (28 Jul 2005 to 18 Apr 2006)
  • CF11 Money Laundering Reporting (28 Jul 2005 to 18 Apr 2006)
  • CF21 Investment Adviser (28 Jul 2005 to 26 Sep 2007)
  • CF4 Partner (28 Jul 2005 to 10 Dec 2018)
• Graham Adrian Henry Wilkins

  IRN GAW01114

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Nov 2011 to 8 Dec 2019)
• Gregory Thomas Morris

  IRN GTM01035

  • [FCA CF] Client dealing (since 2 Aug 2023)
• Guillaume Henri Amouroux

  IRN GXA15993

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
  • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
• Guy Blandford-Newson

  IRN GXB00705

  • [FCA CF] Client dealing (since 11 Dec 2025)
• Hari Padmasharan Krishnan

  IRN HPK01007

  • CF30 Customer (1 Nov 2007 to 7 Feb 2009)
  • CF27 Investment Management (8 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
• Jakob William Campbell Barrott

  IRN JXB01180

  • [FCA CF] Client dealing (since 5 Sep 2022)
• James Anthony Dudley Collier

  IRN JXC01462

  • [FCA CF] Client dealing (since 10 May 2024)

No changes recorded yet.