Helford Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC374783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081
    Web
    https://www.helfordcapitalpartners.com

  • Complaints Contact

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christophe Bagot

    IRN CXB01661

    • CF30 Customer (20 May 2015 to 8 Aug 2018)
    • CF1 Director (AR) (20 May 2015 to 8 Aug 2018)
  • Christophe Sailland

    IRN CXS01221

    • SMF16 Compliance Oversight (since 26 Aug 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jan 2013 to 17 Jul 2013)
    • CF4 Partner (8 Jan 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2013 to 17 Jul 2013)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • Christopher Fien

    IRN CXF01086

    • CF30 Customer (20 Feb 2015 to 6 May 2015)
  • Christopher Richard Tobias Cox

    IRN CRC01129

    • [FCA CF] Client dealing (1 Mar 2023 to 2 Oct 2023)
    • CF30 Customer (3 Oct 2022 to 2 Oct 2023)
  • Damian Paul Mitchell

    IRN DPM01087

    • [FCA CF] Client dealing (15 Dec 2020 to 16 Jan 2023)
  • David Moreno Darocas

    IRN DXM01064

    • [FCA CF] Client dealing (26 Jun 2024 to 26 Sep 2024)
  • David Moreno Darocas

    IRN DXM01048

    • CF30 Customer (17 May 2024 to 14 Oct 2024)
  • Edward John Sanderson

    IRN EJS01077

    • CF30 Customer (8 Jan 2013 to 17 Jul 2014)
    • CF4 Partner (8 Jan 2013 to 17 Jul 2014)
  • Edward Maximillian Nelson

    IRN EMN01004

    • [FCA CF] Client dealing (1 Feb 2023 to 23 Mar 2026)
    • CF30 Customer (8 Aug 2021 to 25 Mar 2026)
  • Felix Gabriel Philippe Dian

    IRN FGD01015

    • [FCA CF] Client dealing (1 Feb 2023 to 23 Mar 2026)
    • CF30 Customer (6 Jul 2018 to 25 Mar 2026)
    • CF1 Director (AR) (6 Jul 2018 to 25 Mar 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.