Date authorised
1 April 2013
Companies House
03655704
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    International House
    Forest Road
    Tunbridge Wells
    Kent
    TN2 5FE
    UNITED KINGDOM
    Phone
    +441202544444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Antrim

    IRN CJA01164

    • SMF5 Head of Internal Audit (9 Dec 2019 to 9 Sep 2021)
    • CF28 Systems and controls (28 Mar 2017 to 8 Dec 2019)
  • Christopher Hussey

    IRN CXH00379

    • [FCA CF] Significant management (since 1 Sep 2023)
    • SMF5 Head of Internal Audit (9 Sep 2021 to 31 Aug 2023)
  • Claudio Gienal

    IRN CXG01867

    • SMF7 Group Entity Senior Manager (25 Jan 2021 to 31 Aug 2023)
  • Clive Gorman

    IRN CXG01800

    • CF1 Director (AR) (1 Mar 2018 to 17 Jan 2020)
  • Craig Allison

    IRN CXA01619

    • CF1 Director (AR) (1 Mar 2018 to 21 Sep 2020)
  • David Gillett

    IRN DEG01074

    • [FCA CF] Significant management (since 14 Nov 2023)
    • SMF4 Chief Risk (15 May 2020 to 31 Aug 2023)
  • David Michael Baker

    IRN DMB01198

    • CF28 Systems and controls (23 Jul 2019 to 8 Dec 2019)
  • Debra Jane Davies

    IRN DXD57334

    • SMF12 Chair of the Remuneration Committee (11 Apr 2022 to 31 Aug 2023)
  • Elliot Haysom

    IRN ELH01027

    • [FCA CF] Significant management (since 17 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
    • CF1 Director (8 Nov 2013 to 8 Dec 2019)
  • Emma Harvey

    IRN EXH81208

    • [FCA CF] Significant management (since 28 May 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.