HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Andrew Kennedy
IRN JAK00016
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
John Austin Shapland
IRN JAS00070
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
John Baggs
IRN JXB01916
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 5 Jun 2003)
John Booth
IRN JPB00035
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
John Clifford Moore
IRN JCM01172
- CF22 Investment Adviser (Trainee) (5 Dec 2002 to 5 Jun 2003)
John Clinton Harper
IRN JCH00040
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
John Cormack Grant Petrie
IRN JCP00016
- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
John Courtney Hilder
IRN JCH01142
- CF21 Investment Adviser (3 Apr 2003 to 30 May 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 3 Apr 2003)
John Cullen
IRN JXC01392
- CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
- CF14 Risk Assessment (22 Aug 2007 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Mar 2007 to 12 Jun 2009)
John David Powell
IRN JDP01080
- CF21 Investment Adviser (8 May 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (26 Nov 2002 to 8 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.