HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jo-Ann Dalrymple
IRN JXD00115
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joan Brunner
IRN JMC00034
- CF22 Investment Adviser (Trainee) (28 Feb 2003 to 5 Jun 2003)
Joanna Elizabeth Jones
IRN JEJ00006
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joanna Karen Jarvis
IRN JKJ01015
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joanna Leathley
IRN JXL00166
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joanna Wendy Folland
IRN JWB00030
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joanne Cox
IRN JXC00306
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Joanne Dawson
IRN JXD01372
- CF1 Director (1 Mar 2006 to 11 May 2009)
- CF8 Apportionment and Oversight (1 Mar 2006 to 31 Oct 2007)
- CF3 Chief Executive (1 Mar 2006 to 11 May 2009)
- CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
- CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
- CF1 Director (AR) (28 Feb 2002 to 1 Jun 2003)
Joanne Elizabeth Jameson
IRN JEJ00012
- CF21 Investment Adviser (24 Sep 2002 to 23 Mar 2003)
Joanne Fiona Padilla
IRN JFP00009
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.