HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Heather Ellis Dobbin
IRN HXE00008
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Heather Mary Collett-Bourne
IRN HMC00005
- CF21 Investment Adviser (24 Sep 2002 to 8 Mar 2003)
Heidi Maria Malone
IRN HMM00031
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Helen Angela Hayton
IRN HAH00008
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Helen Catherine Boyd
IRN HCB00014
- CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
Helen Derry
IRN HXL01060
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Helen Elisse Jones
IRN HEJ01007
- CF28 Systems and controls (1 Nov 2007 to 12 Jun 2009)
- CF14 Risk Assessment (30 Sep 2007 to 31 Oct 2007)
- CF10 Compliance Oversight (30 Sep 2007 to 12 Jun 2009)
- CF11 Money Laundering Reporting (30 Sep 2007 to 12 Jun 2009)
Helen Elizabeth Calvert
IRN HEC00004
- CF21 Investment Adviser (24 Sep 2002 to 31 Dec 2002)
Helen Elizabeth Long
IRN HEN00003
- CF21 Investment Adviser (24 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 24 Feb 2003)
Helen Kathleen Charnock
IRN HKC00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.