HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Claire Joanna Williams
IRN CJW01186
- CF21 Investment Adviser (24 Sep 2002 to 2 Apr 2003)
Claire Louise Butterworth
IRN CLB01069
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 28 May 2003)
Claire Louise Plumley
IRN CXB00185
- CF21 Investment Adviser (9 Dec 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 9 Dec 2002)
Claire Louise Scarisbrick
IRN CLS00015
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Claire Louise Smith
IRN CXS00156
- CF21 Investment Adviser (24 Sep 2002 to 8 Apr 2003)
Claire Newton
IRN CXN00032
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Clare Beale
IRN CXB33165
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Sep 2023 to 20 Feb 2024)
Clare Elizabeth Miller
IRN CEC00018
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Clare Louise Coombes
IRN CLC00020
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Clare Lynne Earl
IRN CLE01018
- CF22 Investment Adviser (Trainee) (21 Nov 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.