HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Louis Michael Sherwood
IRN PLS01050
- (411)CF2 Non Executive Director (18 Sep 2003 to 31 Dec 2004)
Peter Michael Hope
IRN PMH01083
- (1369)CF21 Investment Adviser (28 Jan 2003 to 5 Jun 2003)
- (1368)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 28 Jan 2003)
Peter Michael Townsend
IRN PMT00031
- (519)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter Noel Creedon
IRN PNC01013
- (1002)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
Peter Orville Gray
IRN POG00002
- (102)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter Paul Rooke
IRN PPR00008
- (1262)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter Richard David Bashford
IRN PRB00054
- (1169)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter Richard Heckingbottom
IRN PRH00043
- (1767)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Peter Robert Munday
IRN PRM00014
- (754)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Peter Saunders
IRN PJS00045
- (1432)CF21 Investment Adviser (20 Aug 2002 to 30 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

58 minutes ago
trading name added: Halifax Investment Fund Managers Limited
58 minutes ago
trading name added: Equitable Unit Trust Managers Limited
58 minutes ago
trading name added: Equitable Investment Fund Managers Limited
58 minutes ago
controlled function added: (21)SMF17 Money Laundering Reporting Officer (MLRO)
58 minutes ago
controlled function added: (20)SMF3 Executive Director
58 minutes ago
controlled function added: (19)SMF16 Compliance Oversight
58 minutes ago
controlled function added: (18)SMF9 Chair of the Governing Body
58 minutes ago
controlled function added: (17)SMF3 Executive Director
58 minutes ago
controlled function added: (16)Director of firm who is not a certification employee or a SMF manager
58 minutes ago
controlled function added: (15)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.