HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Edward Lammie Watson
IRN REW00013
- (544)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert George Gibbens
IRN RGG00008
- (484)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Robert Habergham Beattie
IRN RHB00014
- (299)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
Robert Hill Siddle
IRN RHS00012
- (634)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Robert Ian Baird Fraser
IRN RIB00008
- (11)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jan 2003)
Robert Ian Preston
IRN RXP00082
- (157)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert Martin Bligh
IRN RMB00088
- (1640)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert Martin Walters
IRN RMW00023
- (398)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Robert Melvyn James
IRN RMJ00005
- (627)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert Neil Stone
IRN RNS01032
- (951)CF22 Investment Adviser (Trainee) (6 Jan 2003 to 17 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

15 hours ago
controlled function added: (1788)CF28 Systems and controls
15 hours ago
controlled function added: (1787)CF21 Investment Adviser
15 hours ago
controlled function added: (1786)Director of firm who is not a certification employee or a SMF manager
15 hours ago
controlled function added: (1785)CF10 Compliance Oversight
15 hours ago
controlled function added: (1784)CF15 Internal Audit
15 hours ago
controlled function added: (1783)CF1 Director
15 hours ago
controlled function added: (1782)CF28 Systems and controls
15 hours ago
controlled function added: (1781)CF2 Non Executive Director
15 hours ago
controlled function added: (1780)CF21 Investment Adviser
15 hours ago
controlled function added: (1779)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.