HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sheridan Leigh
IRN SXL00118
- (36)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 1 Apr 2003)
Sherle Kathleen Belsham
IRN SKB00008
- (122)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Shingirai Thaddeus Nyahasha
IRN STN01013
- (17)SMF3 Executive Director (since 15 Jan 2024)
Sian Rebecca Leigh Davis
IRN SRD00016
- (1011)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Simon Carter
IRN SXC00127
- (1037)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Simon Christopher Hindle
IRN SCH00027
- (757)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Simon Edmund Dibble
IRN SED00014
- (762)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Simon Edwin Freeman Parsons
IRN SEP00003
- (109)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Simon George Thomas
IRN SGT01011
- (1810)CF13 Finance (1 Dec 2001 to 28 Feb 2002)
Simon Griffiths
IRN SJG00006
- (1315)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (1828)SMF17 Money Laundering Reporting Officer (MLRO)
20 hours ago
controlled function added: (1827)SMF1 Chief Executive
20 hours ago
controlled function added: (1826)SMF3 Executive Director
20 hours ago
controlled function added: (1825)CF21 Investment Adviser
20 hours ago
controlled function added: (1824)CF2 Non Executive Director
20 hours ago
controlled function added: (1823)CF11 Money Laundering Reporting
20 hours ago
controlled function added: (1822)CF1 Director
20 hours ago
controlled function added: (1821)CF3 Chief Executive
20 hours ago
controlled function added: (1820)CF29 Significant management
20 hours ago
controlled function added: (1819)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.