HBOS Investment Fund Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New Uberior House11 Earl Grey StreetEdinburghEdinburgh, City OfEH3 9BNUNITED KINGDOM- Phone
- +4403453661513
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Complaints Contact
PO Box 24165EdinburghEdinburgh, City OfEH3 1HDUNITED KINGDOM- Phone
- +4403453661513
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Christopher Roberts
IRN RCR00021
- (1421)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Richard Frank Whewell
IRN RFW00024
- (620)CF22 Investment Adviser (Trainee) (20 Jan 2003 to 5 Jun 2003)
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Richard Garland Spickernell
IRN RGS00012
- (765)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Richard George Myers
IRN RXM01403
- (550)CF1 Director (1 Dec 2001 to 23 Oct 2003)
- (549)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2003)
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Richard Graham Thurley
IRN RGT00038
- (23)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Richard Harris
IRN RXH00132
- (1390)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Richard Herbert Roberts
IRN RHR00002
- (245)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
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Richard James Chalker
IRN RJC00081
- (241)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Richard James Vere Turner
IRN RJT00014
- (512)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Richard John Donovan
IRN RJD01131
- (1060)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
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Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
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Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1828)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (1827)SMF1 Chief Executive
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controlled function added: (1826)SMF3 Executive Director
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controlled function added: (1825)CF21 Investment Adviser
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controlled function added: (1824)CF2 Non Executive Director
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controlled function added: (1823)CF11 Money Laundering Reporting
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controlled function added: (1822)CF1 Director
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controlled function added: (1821)CF3 Chief Executive
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controlled function added: (1820)CF29 Significant management
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controlled function added: (1819)CF21 Investment Adviser