HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Bradford

    IRN SXP01349

    • (1637)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Samantha Jane Barbara Marsh

    IRN SJW00076

    • (174)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Samantha Jane Jones

    IRN SJJ00023

    • (1028)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Samantha Jane White

    IRN SJW01272

    • (1639)CF21 Investment Adviser (4 Dec 2002 to 5 Jun 2003)
    • (1638)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Dec 2002)
  • Samantha Jayne Brown

    IRN SJB00110

    • (321)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Samantha Louise Edmonds

    IRN SLE01016

    • (886)CF21 Investment Adviser (28 Jan 2003 to 5 Jun 2003)
    • (885)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 28 Jan 2003)
  • Samuel John Hudson

    IRN SJH01334

    • (1341)CF22 Investment Adviser (Trainee) (27 Jan 2003 to 5 Jun 2003)
  • Sandra Anne Huff

    IRN SAP01078

    • (643)CF22 Investment Adviser (Trainee) (9 Apr 2003 to 5 Jun 2003)
  • Sandra Grace Lee

    IRN SGH00015

    • (194)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Sandra Jennings

    IRN SXJ00063

    • (439)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Material risk taker

  2. controlled function added: (3)[FCA CF] Client dealing

  3. controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (1)[FCA CF] CASS oversight function

  5. controlled function added: (1834)CF10 Compliance Oversight

  6. controlled function added: (1833)CF11 Money Laundering Reporting

  7. controlled function added: (1832)CF14 Risk Assessment

  8. controlled function added: (1831)CF10 Compliance Oversight

  9. controlled function added: (1830)CF11 Money Laundering Reporting

  10. controlled function added: (1829)SMF16 Compliance Oversight

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