HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Stanley Tate
IRN RST00003
- (264)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Richard Vincent Brown
IRN RVB00003
- (965)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Richard York Christopher Day
IRN RYD00001
- (1571)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- (1570)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Ricky Diggins
IRN RXD01300
- (1573)CF22 Investment Adviser (Trainee) (16 May 2003 to 5 Jun 2003)
Rikki Dennis Nicholls
IRN RDN00003
- (1025)CF21 Investment Adviser (18 Feb 2002 to 5 Jun 2003)
Robert Alan Devey
IRN RAD01109
- (1661)CF1 Director (18 Oct 2005 to 1 Jun 2006)
Robert Andrew Sanderson
IRN RAS00039
- (1641)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Robert Ashfield
IRN RJA00031
- (1600)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert David Kyle
IRN RDK00009
- (760)CF21 Investment Adviser (24 Sep 2002 to 28 Feb 2003)
Robert Duncan Cooke
IRN RDC00024
- (1420)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (4)[FCA CF] Material risk taker
8 hours ago
controlled function added: (3)[FCA CF] Client dealing
8 hours ago
controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker
8 hours ago
controlled function added: (1)[FCA CF] CASS oversight function
8 hours ago
controlled function added: (1834)CF10 Compliance Oversight
8 hours ago
controlled function added: (1833)CF11 Money Laundering Reporting
8 hours ago
controlled function added: (1832)CF14 Risk Assessment
8 hours ago
controlled function added: (1831)CF10 Compliance Oversight
8 hours ago
controlled function added: (1830)CF11 Money Laundering Reporting
8 hours ago
controlled function added: (1829)SMF16 Compliance Oversight

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.