HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Paul Train
IRN RPT00009
- (1632)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robert Samson Goldschmidt
IRN RSG00007
- (1413)CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Robert Smith
IRN RAS00023
- (1234)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Robert Steel
IRN RXS00051
- (1132)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Robert White
IRN RCW00003
- (1738)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Robert William Atherton
IRN RWA01017
- (1064)CF22 Investment Adviser (Trainee) (21 Jan 2003 to 5 Jun 2003)
Robert William Blackburn Daniell
IRN RWD01045
- (142)CF22 Investment Adviser (Trainee) (17 Apr 2003 to 24 Apr 2003)
Robert William Fletcher
IRN RXF01142
- (1401)CF1 Director (12 Jan 2012 to 8 May 2014)
Roberta Maria Biggs
IRN RML01061
- (884)CF22 Investment Adviser (Trainee) (17 Feb 2003 to 5 Jun 2003)
Robin Clarke
IRN RXC00103
- (897)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (14)[PRA CF] Managing a material risk taker
12 hours ago
controlled function added: (13)SMF1 Chief Executive
12 hours ago
controlled function added: (12)SMF3 Executive Director
12 hours ago
controlled function added: (11)Director of firm who is not a certification employee or a SMF manager
12 hours ago
controlled function added: (10)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (9)[PRA CF] Managing a material risk taker
12 hours ago
controlled function added: (8)[FCA CF] Significant management
12 hours ago
controlled function added: (7)[FCA CF] Material risk taker
12 hours ago
controlled function added: (6)[FCA CF] Client dealing
12 hours ago
controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.