HBOS Investment Fund Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New Uberior House11 Earl Grey StreetEdinburghEdinburgh, City OfEH3 9BNUNITED KINGDOM- Phone
- +4403453661513
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Complaints Contact
PO Box 24165EdinburghEdinburgh, City OfEH3 1HDUNITED KINGDOM- Phone
- +4403453661513
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Stanley Tate
IRN RST00003
- (264)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Richard Vincent Brown
IRN RVB00003
- (965)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Richard York Christopher Day
IRN RYD00001
- (1571)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- (1570)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
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Ricky Diggins
IRN RXD01300
- (1573)CF22 Investment Adviser (Trainee) (16 May 2003 to 5 Jun 2003)
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Rikki Dennis Nicholls
IRN RDN00003
- (1025)CF21 Investment Adviser (18 Feb 2002 to 5 Jun 2003)
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Robert Alan Devey
IRN RAD01109
- (1661)CF1 Director (18 Oct 2005 to 1 Jun 2006)
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Robert Andrew Sanderson
IRN RAS00039
- (1641)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Robert Ashfield
IRN RJA00031
- (1600)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
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Robert David Kyle
IRN RDK00009
- (760)CF21 Investment Adviser (24 Sep 2002 to 28 Feb 2003)
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Robert Duncan Cooke
IRN RDC00024
- (1420)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
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Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
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Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (14)[PRA CF] Managing a material risk taker
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controlled function added: (13)SMF1 Chief Executive
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controlled function added: (12)SMF3 Executive Director
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controlled function added: (11)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (10)[FCA CF] Manager of certification employee
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controlled function added: (9)[PRA CF] Managing a material risk taker
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] Material risk taker
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controlled function added: (6)[FCA CF] Client dealing
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controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker