HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Victoria Louise Parks
IRN VLW01004
- (1291)CF21 Investment Adviser (8 May 2003 to 5 Jun 2003)
- (1290)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 8 May 2003)
Victoria Ormston
IRN VXC01084
- (674)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 5 Jun 2003)
Vinay Kumar Jha
IRN VXJ42366
- (1457)[FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
- (1456)[PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
Vincent John O'Hara
IRN VJO00002
- (508)CF22 Investment Adviser (Trainee) (20 Feb 2003 to 5 Jun 2003)
Vincent Murray John Banks
IRN VMB00001
- (1275)CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Vincent Noel Thompson
IRN VNT00001
- (387)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
Vivien Zarucki
IRN VXZ00001
- (79)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2002)
Vivienne Craze
IRN VXC00008
- (703)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Wayne Geoffrey Coleman
IRN WGC00009
- (1652)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Wayne Mark Waldron
IRN WMW00008
- (1323)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.