HBL BANK UK LIMITED

• Principal Place of Business

  9 Portman Street

  London

  W1H 6DZ

  UNITED KINGDOM

  Phone

  +442030844797

  Web

  https://www.hblbankuk.com

• Complaints Contact

  9 Portman Street

  London

  W1H 6DZ

  UNITED KINGDOM

  Phone

  +442030844797

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shahid Abbas

  IRN SXA44993

  • [FCA CF] Material risk taker (since 19 Dec 2022)
• Shezad Husain Syed

  IRN SHS01053

  • CF21 Investment Adviser (27 Sep 2006 to 10 Nov 2006)
  • CF22 Investment Adviser (Trainee) (17 Aug 2006 to 27 Sep 2006)
• Sian Anne Herbert

  IRN SXH90411

  • SMF11 Chair of the Audit Committee (27 Jan 2021 to 31 Dec 2022)
• Sohail Khan

  IRN SXK00311

  • [FCA CF] Material risk taker (since 1 Apr 2020)
• Suzanne Elisabeth Clark

  IRN SEC01109

  • SMF11 Chair of the Audit Committee (since 3 Jan 2023)
• Syed Akhtar Reza Rizvi

  IRN SAR01095

  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF19 Significant Mgt (Financial Resources) (30 Oct 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Oct 2002)
• Syed Naseer Ul-Islam

  IRN SNU01004

  • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2010)
  • CF15 Internal Audit (1 Aug 2005 to 31 Oct 2007)
• Syed Taqi Quli

  IRN SXQ00073

  • [FCA CF] Significant management (since 9 Apr 2025)
  • [FCA CF] Material risk taker (since 9 Apr 2025)
• Syed Zaheer Abbas Rizvi

  IRN SZR01001

  • CF11 Money Laundering Reporting (8 Oct 2009 to 19 Mar 2015)
• Tabinda Kazmi

  IRN TXK00109

  • [FCA CF] Significant management (1 Apr 2020 to 31 Oct 2022)

No changes recorded yet.