Date authorised
1 April 2013
Companies House
06575157
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Bank Street
    Worcester
    Worcestershire
    WR1 2EW
    UNITED KINGDOM
    Phone
    +441905611951
  • Complaints Contact

    4 Bank Street
    Worcester
    Worcestershire
    WR1 2EW
    UNITED KINGDOM
    Phone
    +441905611951

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Edsall

    IRN CXE00261

    • CF1 Director (AR) (since 23 Oct 2025)
  • David John Hadrill

    IRN DJH01365

    • CF1 Director (AR) (24 Nov 2014 to 11 Dec 2025)
  • Davina Louise Mobbs

    IRN DLM01097

    • CF1 Director (23 Jun 2008 to 18 Apr 2012)
  • Gordon Bruce Hazelton

    IRN GBH01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (23 Jun 2008 to 30 Sep 2018)
    • CF1 Director (23 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jun 2008 to 31 Mar 2009)
  • Jacob Denry Highfield Mountford

    IRN JDM01207

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Jan 2009 to 8 Dec 2019)
  • Mark Treadwell

    IRN MXT00631

    • CF1 Director (AR) (since 21 Nov 2024)
  • Simeon Paul Chapman

    IRN SPC01158

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Feb 2011 to 8 Dec 2019)
  • Spencer Robert Munson

    IRN SRM01157

    • CF1 Director (AR) (since 30 Aug 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.