Date authorised
1 April 2013
Companies House
06575157
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Bank Street
    Worcester
    Worcestershire
    WR1 2EW
    UNITED KINGDOM
    Phone
    +441905611951
  • Complaints Contact

    4 Bank Street
    Worcester
    Worcestershire
    WR1 2EW
    UNITED KINGDOM
    Phone
    +441905611951

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Edsall

    IRN CXE00261

    • CF1 Director (AR) (since 23 Oct 2025)
  • David John Hadrill

    IRN DJH01365

    • CF1 Director (AR) (24 Nov 2014 to 11 Dec 2025)
  • Davina Louise Mobbs

    IRN DLM01097

    • CF1 Director (23 Jun 2008 to 18 Apr 2012)
  • Gordon Bruce Hazelton

    IRN GBH01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (23 Jun 2008 to 30 Sep 2018)
    • CF1 Director (23 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jun 2008 to 31 Mar 2009)
  • Jacob Denry Highfield Mountford

    IRN JDM01207

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Jan 2009 to 8 Dec 2019)
  • Mark Treadwell

    IRN MXT00631

    • CF1 Director (AR) (since 21 Nov 2024)
  • Simeon Paul Chapman

    IRN SPC01158

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Feb 2011 to 8 Dec 2019)
  • Spencer Robert Munson

    IRN SRM01157

    • CF1 Director (AR) (since 30 Aug 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Betterlet Homes Ltd (no longer appointed)

    FRN 453785 · Appointed 28 Jul 2011 · Until 10 May 2012

  • Parkyn Ltd (no longer appointed)

    FRN 469845 · Appointed 26 Jul 2011 · Until 30 Jan 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.