Date authorised
1 April 2013
Companies House
OC346320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcia Gomez

    IRN MXG00862

    • [FCA CF] Client dealing (since 24 Jul 2025)
  • Maria Ceballos Espinosa

    IRN MXC00549

    • [FCA CF] Client dealing (11 Jun 2021 to 20 Jun 2022)
  • Maria Elena Bonanno

    IRN MXB20702

    • [FCA CF] Client dealing (11 Mar 2021 to 31 Aug 2022)
    • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
  • Marie Boe Willersrud

    IRN MXB00959

    • [FCA CF] Client dealing (8 Aug 2022 to 24 Jun 2024)
  • Mark Alexander Dumitrescu

    IRN MXD00414

    • [FCA CF] Client dealing (since 6 Oct 2021)
  • Mark James Tognolini

    IRN MJT01189

    • SMF1 Chief Executive (since 18 Mar 2025)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (23 Jun 2010 to 8 Dec 2019)
    • CF4 Partner (23 Jun 2010 to 8 Dec 2019)
  • Mark Stephen Bickerstaffe

    IRN MSB01118

    • [FCA CF] Material risk taker (since 17 Jul 2025)
    • [FCA CF] Significant management (since 17 Jul 2025)
    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Mark Steven Chowrimootoo

    IRN MSC01091

    • [FCA CF] Significant management (since 17 Jul 2025)
    • [FCA CF] Material risk taker (since 17 Jul 2025)
    • [FCA CF] Manager of certification employee (since 17 Jul 2025)
    • [FCA CF] Client dealing (since 7 Feb 2022)
  • Mark Thomas Berry

    IRN MXB01504

    • CF30 Customer (23 Jun 2010 to 31 Dec 2012)
    • CF4 Partner (23 Jun 2010 to 31 Dec 2012)
  • Martin Gregg Drennan

    IRN MGD01043

    • [FCA CF] Client dealing (since 6 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

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