Date authorised
1 April 2013
Companies House
OC346320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julia von Sparr

    IRN JXV01351

    • CF30 Customer (27 Mar 2019 to 3 May 2019)
  • Julien Marc Andre Jacques Michaux

    IRN JMM01272

    • [FCA CF] Client dealing (14 Mar 2024 to 3 Mar 2026)
  • Kamran Mumtaz Hussain

    IRN KXH01186

    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • CF30 Customer (23 Jun 2010 to 8 Dec 2019)
    • CF4 Partner (23 Jun 2010 to 4 Dec 2019)
  • Karl Prazmo

    IRN KXP01183

    • CF30 Customer (30 Apr 2012 to 23 Jul 2012)
  • Katherine Styman

    IRN KXS00867

    • [FCA CF] Client dealing (since 24 Jul 2025)
  • Kevin Sarafilovic

    IRN KXS01389

    • SMF27 Partner (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 26 Sep 2022)
    • [FCA CF] Material risk taker (26 Sep 2022 to 1 Apr 2025)
  • Khawaja Zafar Hassan

    IRN KXH00532

    • [FCA CF] Client dealing (since 14 Apr 2025)
  • Kjetil Eriksen Storebo

    IRN KXS00215

    • [FCA CF] Client dealing (11 Mar 2021 to 17 Jul 2025)
  • Kjetil Eriksen Storebo

    IRN KXS00216

    • [FCA CF] Client dealing (11 Mar 2021 to 18 Aug 2021)
  • Kristina Greve

    IRN KXG01607

    • [FCA CF] Client dealing (19 Aug 2022 to 24 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.