Karl Prazmo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hayfin Capital Management LLP (no longer approved here)
FRN 503730
- CF30 Customer (30 Apr 2012 to 23 Jul 2012)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (11 Sep 2009 to 4 Nov 2011)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 4 Feb 2009)
- CF21 Investment Adviser (26 Apr 2004 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (9 Jan 2003 to 14 Apr 2004)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (9 Jan 2003 to 14 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.