Havin Bank Ltd

• Principal Place of Business

  Sqb Building 4th Floor

  77 Marsh Wall

  London

  E14 9SH

  UNITED KINGDOM

  Phone

  +4402075367050

  Web

  https://www.hib.uk.com

• Complaints Contact

  Sqb Building 4th Floor

  77 Marsh Wall

  London

  E14 9SH

  UNITED KINGDOM

  Phone

  +4402075367050

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Trades With You Directly

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Aldo Victoria

  IRN CAV01016

  • SMF1 Chief Executive (3 Jun 2016 to 3 Apr 2018)
  • SMF3 Executive Director (7 Mar 2016 to 3 Apr 2018)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Apr 2006)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)
• Angela Janet Weal

  IRN AJW01527

  • SMF2 Chief Finance (since 3 Jun 2016)
  • SMF16 Compliance Oversight (7 Mar 2016 to 23 Feb 2026)
  • CF10 Compliance Oversight (1 Mar 2012 to 6 Mar 2016)
• Carlos Miguel Lopez

  IRN CMG01062

  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
• David Blackmore

  IRN DXB01318

  • SMF10 Chair of the Risk Committee (31 Jan 2024 to 5 Dec 2025)
  • SMF11 Chair of the Audit Committee (31 Jan 2024 to 5 Dec 2025)
  • Director of firm who is not a certification employee or a SMF manager (2 May 2023 to 30 Nov 2025)
• David Maxim Triesman

  IRN DMT01112

  • SMF14 Senior Independent Director (7 Mar 2016 to 1 Nov 2021)
  • CF2 Non Executive Director (5 Feb 2016 to 6 Mar 2016)
• David Sampson Teacher

  IRN DST01029

  • CF2 Non Executive Director (1 Dec 2001 to 28 Mar 2006)
• Gema Margarita Leal Garcia

  IRN GXG00032

  • Director of firm who is not a certification employee or a SMF manager (1 Aug 2020 to 1 Apr 2023)
• Gervais Tomas Lorenzo Piloto

  IRN GTL01005

  • CF1 Director (19 Jan 2004 to 30 Jun 2007)
  • CF8 Apportionment and Oversight (19 Jan 2004 to 30 Jun 2007)
• Guillermo Gil Gomez

  IRN GXG01224

  • SMF3 Executive Director (7 Mar 2016 to 13 Mar 2020)
  • CF1 Director (7 Jul 2004 to 6 Mar 2016)
• Gustavo Roca Sanchez

  IRN GRS01086

  • SMF9 Chair of the Governing Body (since 3 Jun 2016)
  • SMF1 Chief Executive (7 Mar 2016 to 7 Mar 2016)
  • CF3 Chief Executive (5 Jul 2012 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (6 Jul 2007 to 16 Apr 2009)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)

No changes recorded yet.