Havin Bank Ltd

• Principal Place of Business

  Sqb Building 4th Floor

  77 Marsh Wall

  London

  E14 9SH

  UNITED KINGDOM

  Phone

  +4402075367050

  Web

  https://www.hib.uk.com

• Complaints Contact

  Sqb Building 4th Floor

  77 Marsh Wall

  London

  E14 9SH

  UNITED KINGDOM

  Phone

  +4402075367050

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Trades With You Directly

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• ILTAPH KHALIQ

  IRN IXK00140

  • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2024)
• Ivetthe Idalia Bacallao Fornaguera

  IRN IIB01000

  • CF1 Director (10 Jan 2008 to 31 Jul 2010)
• Jose Manuel Sanchez

  IRN JMC01201

  • CF1 Director (1 Dec 2001 to 6 Apr 2004)
• Kevin John Morley

  IRN KXM01514

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 24 Sep 2021)
  • CF11 Money Laundering Reporting (20 Apr 2006 to 6 Mar 2016)
• Kim Pease

  IRN KXP00040

  • SMF18 Other Overall Responsibility (since 28 Jan 2021)
• Luis Manuel Torres Borges

  IRN LMT01017

  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
• Maikel Rico Trujillo

  IRN MXR02847

  • SMF3 Executive Director (26 Sep 2018 to 3 Apr 2025)
• Martin Pascal Seymour

  IRN MPS01076

  • CF10 Compliance Oversight (1 Dec 2004 to 16 Mar 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2006)
• Meng Barnie

  IRN MCB01238

  • SMF16 Compliance Oversight (since 20 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2026)
• Michael Newman

  IRN MXN01197

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2004)

No changes recorded yet.