Hartwell Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Ellis
IRN SXE00050
- [FCA CF] Significant management (1 Jan 2020 to 2 Dec 2022)
Stuart Dawkins
IRN SXD00142
- [FCA CF] Significant management (23 Nov 2020 to 11 Oct 2023)
Wayne Fennessey
IRN WXF00021
- [FCA CF] Significant management (1 Jan 2020 to 8 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

Hartwell Automotive Group Limited
FRN 406710 · Appointed 8 Apr 2022
Hartwell plc
FRN 964995 · Appointed 5 Dec 2021
Hangreen Ltd (no longer appointed)
FRN 675799 · Appointed 6 Mar 2015 · Until 24 Mar 2021
Charles Clark Motors Ltd (no longer appointed)
FRN 450739 · Appointed 12 Apr 2006 · Until 31 Oct 2008
Hartwells Garages Limited (no longer appointed)
FRN 406713 · Appointed 14 Jan 2005 · Until 28 Jan 2015
The Trading And Finance Corporation (no longer appointed)
FRN 406711 · Appointed 14 Jan 2005 · Until 28 Jan 2015
Hartford Motors Limited (no longer appointed)
FRN 406712 · Appointed 14 Jan 2005 · Until 28 Jan 2015
Hartwell Automotive Group Limited (no longer appointed)
FRN 406710 · Appointed 14 Jan 2005 · Until 6 Dec 2021
Hartwell Motors Limited (no longer appointed)
FRN 406714 · Appointed 14 Jan 2005 · Until 28 Jan 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.