Hartmann Capital Limited

• Principal Place of Business

  15-17 Eldon Street

  London

  EC2M 7LD

  UNITED KINGDOM

  Phone

  +4402074569100

  Web

  https://www.hartmanncapital.com

• Complaints Contact

  15 - 17 Eldon Street

  London

  EC2M 7LD

  UNITED KINGDOM

  Phone

  +442074569102

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• James Robert Harvey

  IRN JXH01504

  • CF2 Non Executive Director (5 Nov 2010 to 1 Mar 2012)
  • CF1 Director (14 May 2008 to 4 Dec 2009)
  • CF28 Systems and controls (14 May 2008 to 4 Dec 2009)
• Jeremy Philip Wray

  IRN JPW01115

  • CF2 Non Executive Director (10 Feb 2011 to 8 Dec 2019)
• Joel Benjamin Penn

  IRN JBP01040

  • CF22 Investment Adviser (Trainee) (19 Jan 2006 to 13 Jun 2006)
• John Christopher Piers Gallagher

  IRN JCG01067

  • CF26 Customer Trading (26 Oct 2005 to 10 Mar 2006)
• John Harvie

  IRN HXJ01114

  • CF28 Systems and controls (31 Oct 2012 to 20 Sep 2013)
• John James Burnett

  IRN JJB01081

  • CF30 Customer (12 Feb 2010 to 12 Nov 2010)
• John Stassi

  IRN JXS01669

  • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
  • CF26 Customer Trading (7 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (4 May 2004 to 28 Oct 2005)
• John Xenophon Matjilla

  IRN JXM01552

  • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
  • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
• Jonathan Neil Hammond

  IRN JNH01054

  • CF21 Investment Adviser (4 Dec 2006 to 5 Jun 2007)
  • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 4 Dec 2006)
• Jonathan Stephen Bunn

  IRN JSB01108

  • CF30 Customer (8 Apr 2009 to 1 Sep 2009)

• Netrent Ltd (no longer appointed)

  FRN 472341 · Appointed 30 Nov 2009 · Until 8 Feb 2010

• AU Capital LLP (no longer appointed)

  FRN 505260 · Appointed 18 Aug 2009 · Until 31 Jan 2010

• OPM Securities Ltd (no longer appointed)

  FRN 490982 · Appointed 3 Nov 2008 · Until 21 Nov 2008

• Ascent Finance Ltd (no longer appointed)

  FRN 429365 · Appointed 10 Mar 2005 · Until 13 Apr 2007

No changes recorded yet.