HARTFORD UNDERWRITING AGENCY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Matthew John Pasterfield
IRN MXP12156
- SMF24 Chief Operations (3 Jun 2019 to 14 Apr 2022)
Michael David Phipps
IRN MXP43621
- [PRA CF] Key function holder (10 Dec 2018 to 19 Mar 2021)
Michael James McKenna
IRN MXM43510
- Director of firm who is not a certification employee or a SMF manager (2 Jul 2019 to 14 May 2020)
Michael Ross Fisher
IRN MXF43156
- Director of firm who is not a certification employee or a SMF manager (2 Jul 2019 to 12 Sep 2024)
Neil James Farrer
IRN NXF10046
- SMF2 Chief Finance (since 4 Apr 2019)
Nicholas John Doyle
IRN NXD00138
- [PRA CF] Key function holder (since 22 Mar 2021)
Nicole Lesley Loone
IRN NLL01015
- CF1 Director (13 Jul 2010 to 21 Apr 2011)
- CF28 Systems and controls (13 Jul 2010 to 21 Apr 2011)
Patrick John Crellin
IRN PJC01425
- SMF20 Chief Actuary (10 Dec 2018 to 20 Dec 2019)
- SIMF20 Chief Actuary Function (12 Dec 2016 to 9 Dec 2018)
Paul Jonathan Davenport
IRN PJD01252
- SIMF2 Chief Finance Function (9 Aug 2016 to 5 Oct 2018)
Paul Kelly
IRN PXK01090
- CF2 Non Executive Director (1 Dec 2001 to 7 Aug 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.