HARTFORD UNDERWRITING AGENCY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Paul Vladimir Hennessy
IRN PVH01006
- Responsible for Insurance Mediation (13 Mar 2009 to 31 Dec 2015)
- CF8 Apportionment and Oversight (13 Mar 2009 to 31 Dec 2015)
- CF3 Chief Executive (13 Mar 2009 to 31 Dec 2015)
- CF1 Director (3 Dec 2008 to 31 Dec 2015)
Philip John Dayer
IRN PJD01105
- CF2 Non Executive Director (18 Aug 2009 to 31 Dec 2014)
Printhan Sothinathan
IRN PXS02526
- CF1 Director (21 Jul 2015 to 30 Jun 2016)
Rachael Patricia Trist
IRN RXT43615
- [PRA CF] Key function holder (since 10 Dec 2018)
Richard Paxton Bardwell
IRN RPB01110
- CF1 Director (5 Sep 2005 to 30 Dec 2016)
Ruth Elizabeth Roberts
IRN RER01036
- CF29 Significant management (25 May 2016 to 29 Sep 2017)
Sean Mitchell Genden
IRN SMG01144
- Director of firm who is not a certification employee or a SMF manager (14 May 2020 to 27 Aug 2020)
Sheila Mary Cameron
IRN SMC01264
- CF29 Significant management (26 May 2016 to 9 Dec 2018)
Simon Roger French
IRN SRF01058
- SMF4 Chief Risk (21 Oct 2022 to 2 Jun 2023)
- SMF16 Compliance Oversight (10 Dec 2018 to 2 Jun 2023)
- CF10 Compliance Oversight (25 May 2016 to 9 Dec 2018)
Stanley Adam Galanski
IRN SAG01061
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.