HARTFORD UNDERWRITING AGENCY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Henry Clay Bassett Jr
IRN HCB01038
- SMF7 Group Entity Senior Manager (since 27 Mar 2025)
- CF1 Director (28 Sep 2010 to 9 Dec 2018)
- CF2 Non Executive Director (1 Oct 2008 to 30 Jun 2010)
Henry John Mervyn Blakeney
IRN HJB01021
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2010)
Ian Philip Stewart
IRN IPS01019
- CF1 Director (1 Dec 2001 to 16 Jan 2008)
Jacqueline Hedges
IRN JXK01100
- CF1 Director (1 Dec 2001 to 5 Feb 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 5 Feb 2009)
Jane Ellen Keller
IRN JXE01305
- CF29 Significant management (11 Jun 2009 to 9 Jul 2010)
Jeremiah James Downing
IRN JJD01081
- SMF5 Head of Internal Audit (10 Dec 2018 to 31 Jan 2020)
- SIMF5 Head of Internal Audit Function (20 Feb 2018 to 9 Dec 2018)
John Anthony Cooper
IRN JAC01132
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2002)
- CF1 Director (1 Dec 2001 to 30 Jun 2002)
Justin Albert
IRN JXA00002
- SMF24 Chief Operations (since 8 Nov 2022)
- SMF20 Chief Actuary (14 Dec 2020 to 24 Apr 2023)
Lisa MacDonald
IRN LXM01983
- [PRA CF] Key function holder (since 10 Dec 2018)
- CF29 Significant management (10 Jun 2016 to 9 Dec 2018)
Martin John Sullivan
IRN MJS01182
- SMF9 Chair of the Governing Body (since 10 Dec 2018)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (24 Mar 2015 to 6 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.