Harris Williams & Co. Ltd

Date authorised
1 April 2013
Companies House
07078852
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    Westminster
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442075188900
    Web
    https://www.harriswilliams.com

  • Complaints Contact

    65 Davies Street
    London
    Westminster
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442075188900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian Poulsen

    IRN SXP00789

    • [FCA CF] Client dealing (13 Jun 2023 to 4 Jan 2024)
  • Stefan Godfried Valentyn Van De Ven

    IRN SGV01015

    • [FCA CF] Client dealing (since 9 Nov 2020)
  • Sylvain Noblet

    IRN SXN01433

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Sep 2013 to 8 Dec 2019)
  • Thierry Camille Monjauze

    IRN TCM01030

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2022)
    • CF10 Compliance Oversight (25 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jan 2012 to 8 Dec 2019)
    • CF1 Director (3 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 25 Aug 2015)
  • Valentino Lenza

    IRN VXL01065

    • CF30 Customer (9 Jan 2012 to 15 May 2012)
  • William Bain

    IRN WXB01172

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Feb 2016 to 8 Dec 2019)
  • William Baker

    IRN WXB00091

    • [FCA CF] Client dealing (since 20 Sep 2021)
  • ZACHARY ROBERT MUELLER

    IRN ZRM01001

    • CF30 Customer (12 Sep 2013 to 1 Aug 2014)
  • Zachary Linden

    IRN ZXL00050

    • [FCA CF] Client dealing (since 23 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

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