Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • CF10 Compliance Oversight (25 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jan 2012 to 8 Dec 2019)
    • CF1 Director (3 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 25 Aug 2015)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (1 Dec 2009 to 21 Dec 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF23 Corporate Finance Adviser (14 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.