Harris Williams & Co. Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jose Tomas Poblete Fano
IRN JXP00735
- [FCA CF] Client dealing (since 10 Nov 2025)
Julian Charles Feneley
IRN JCF01035
- [FCA CF] Client dealing (since 17 Jan 2022)
Julien Albert Benjamin Oussadon
IRN JXO01221
- [FCA CF] Client dealing (10 Dec 2019 to 16 Jan 2025)
- CF30 Customer (12 Jul 2018 to 8 Dec 2019)
Julien Darmon
IRN JXD01324
- CF30 Customer (3 Jan 2012 to 30 Jun 2015)
Krishna Mahendra Patel
IRN KMP01064
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
Kunal Kalra
IRN KXK01658
- CF30 Customer (27 Jan 2015 to 31 Mar 2016)
Luke Oliver Clifford
IRN LXC00130
- [FCA CF] Client dealing (9 Feb 2021 to 31 Mar 2025)
Marc Connerth
IRN MXC01168
- [FCA CF] Client dealing (11 Jul 2024 to 28 Mar 2025)
Mariana Carvalho Graca
IRN MXC01127
- [FCA CF] Client dealing (since 11 Sep 2024)
Mathew Tsui
IRN MXT02050
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Apr 2015 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.