Harrington Cooper LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Owen Gerard Matthew Brolly
IRN OGB01003
- CF30 Customer (12 Feb 2013 to 8 Dec 2019)
Patrick James Thirkell Cooper
IRN PJC01134
- CF30 Customer (8 Feb 2011 to 1 Jul 2011)
- CF4 Partner (8 Feb 2011 to 1 Jul 2011)
- CF3 Chief Executive (8 Feb 2011 to 1 Jul 2011)
- CF11 Money Laundering Reporting (8 Feb 2011 to 1 Jul 2011)
- CF10 Compliance Oversight (8 Feb 2011 to 1 Jul 2011)
Piyush Patel
IRN PXP01211
- SMF16 Compliance Oversight (since 17 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Sep 2021)
Richard David Lennox MacLure
IRN RDM01157
- CF30 Customer (8 Feb 2011 to 6 Aug 2015)
Robert Christian Lemm
IRN RXL00153
- [FCA CF] Client dealing (9 Dec 2020 to 19 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

FHG Advisory Limited (no longer appointed)
FRN 781161 · Appointed 7 Jun 2017 · Until 13 Dec 2021 · Tied agent
Steven Kenneth Brown (no longer appointed)
FRN 550892 · Appointed 13 May 2011 · Until 2 May 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.