Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chikara Investments LLP (no longer approved here)

    FRN 426641

    • CF30 Customer (21 Mar 2012 to 8 Dec 2019)
  • Harrington Cooper LLP (no longer approved here)

    FRN 529866

    • CF4 Partner (8 Feb 2011 to 1 Jul 2011)
    • CF3 Chief Executive (8 Feb 2011 to 1 Jul 2011)
    • CF30 Customer (8 Feb 2011 to 1 Jul 2011)
    • CF10 Compliance Oversight (8 Feb 2011 to 1 Jul 2011)
    • CF11 Money Laundering Reporting (8 Feb 2011 to 1 Jul 2011)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF1 Director (23 Sep 2003 to 7 Sep 2006)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF1 Director (22 Jul 2002 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.