Harman Smith Wealth Management

FRN: 586391
Last scraped: 5 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Mews

Top Barn Business Centre

Holt Heath

Worcestershire

WR6 6NH

UNITED KINGDOM

Phone

+4401905620090

Web

https://www.harmansmith.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gavin William Cairns
IRN GWC01067
- (1)Employed By (15 Aug 2017 to 31 Jan 2018)
Margaret Maria Braham
IRN MMB00018
- (2)Employed By (8 Apr 2013 to 23 Dec 2024)
Neil Maurice Smith
IRN NMS00008
- (1)Employed By (since 3 Sep 2012)
Paul Daniel James Harman
IRN PDH01087
- (2)Employed By (since 30 Aug 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.