Harman Kemp Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan William Alfred Rixon
IRN AWR01039
- Responsible for Insurance Distribution (since 1 Sep 2023)
- SMF3 Executive Director (since 1 Sep 2023)
Allan George Kitchener Clow
IRN AGC01110
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Charles Robertson Crawford
IRN CRC01034
- SMF3 Executive Director (since 3 Nov 2025)
Christopher Gill Harman
IRN CGH01041
- CF1 Director (14 Jan 2005 to 24 Feb 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 24 Feb 2017)
Christopher John Stanley
IRN CJS01254
- CF1 Director (14 Jan 2005 to 2 Jan 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 2 Jan 2007)
David Heathfield
IRN DXH01949
- Director of firm who is not a certification employee or a SMF manager (2 Jul 2024 to 30 Oct 2025)
David Langham
IRN DXL01364
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
- CF1 Director (3 Oct 2005 to 8 Dec 2019)
David Michael Edwin Cousins
IRN DXC08284
- SMF3 Executive Director (since 4 Oct 2025)
Geoffrey James Kemp
IRN GJK01045
- CF2 Non Executive Director (19 Jan 2007 to 4 Jan 2010)
- CF15 Internal Audit (14 Jan 2005 to 19 Oct 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 19 Jan 2007)
- CF1 Director (14 Jan 2005 to 19 Jan 2007)
Lorraine Wood
IRN LXW06489
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Oct 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.