Date authorised
1 April 2013
Companies House
02648779
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    140 Fenchurch Street
    London
    EC3M 6BL
    UNITED KINGDOM
    Phone
    +4402077820537
  • Complaints Contact

    140 Fenchurch Street
    London
    City Of London
    EC3M 6BL
    UNITED KINGDOM
    Phone
    +4402077820537

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael George Bender

    IRN MGB01117

    • Responsible for Insurance Distribution (28 Jul 2022 to 19 Apr 2024)
    • SMF3 Executive Director (28 Jul 2022 to 19 Apr 2024)
  • Michael Vincent Belton

    IRN MVB01015

    • SMF3 Executive Director (21 Nov 2025 to 3 Mar 2026)
  • Nigel Moorhouse

    IRN NXM01629

    • Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2024)
    • CF2 Non Executive Director (2 Jul 2014 to 9 Mar 2017)
  • Paul Derek Pentecost

    IRN PDP01022

    • CF2 Non Executive Director (7 Feb 2011 to 1 Apr 2018)
    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2011)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 1 Jan 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Paul Mark Davis

    IRN PMD01148

    • SMF1 Chief Executive (since 9 Sep 2024)
    • Responsible for Insurance Distribution (since 29 Feb 2024)
    • SMF3 Executive Director (29 Feb 2024 to 9 Sep 2024)
  • Peter Arthur Cooper

    IRN PAC01230

    • [FCA CF] CASS oversight function (since 1 Jan 2021)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 1 Oct 2007)
  • Peter David Slade

    IRN PDS01139

    • SMF9 Chair of the Governing Body (since 13 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Sep 2024)
    • CF3 Chief Executive (31 Jan 2011 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (19 Oct 2006 to 31 Oct 2007)
    • CF1 Director (13 Mar 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Mar 2006 to 30 Sep 2018)
  • Sarah Elizabeth Lyons

    IRN SEL01078

    • SMF3 Executive Director (since 13 Oct 2025)
  • Sean Nigel Gough

    IRN SNG01017

    • Director of firm who is not a certification employee or a SMF manager (2 Jul 2024 to 10 Mar 2026)
  • Stuart James Quilter

    IRN SJQ01013

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.