Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Nigel Madill Lennox

  IRN JNL00005

  • CF30 Customer (31 Dec 2012 to 8 Sep 2015)
• John Page

  IRN JXP77383

  • [FCA CF] Material risk taker (1 Nov 2021 to 21 Aug 2024)
• John Stuart Campbell

  IRN JSC00013

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
• John William Douglas

  IRN JWD01064

  • CF30 Customer (17 Feb 2017 to 12 Apr 2018)
• John Wrench

  IRN JXW01368

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
  • [FCA CF] Client dealing (since 30 Jul 2025)
• Jon-Paul Eugene Rougeolle

  IRN JER01121

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Jonathan Anthony Briggs

  IRN JAB00015

  • CF30 Customer (1 Nov 2007 to 15 Feb 2011)
  • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
• Jonathan Austin May

  IRN JAM00072

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 14 Feb 2003)
• Jonathan Brian Cains

  IRN JBC01104

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Oct 2015 to 8 Dec 2019)
• Jonathan Charles Dear

  IRN JCD01117

  • [FCA CF] Significant management (16 May 2022 to 7 Feb 2023)

No changes recorded yet.