HarbourVest Partners (U.K.) Limited

• Principal Place of Business

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442073999820

  Web

  https://www.harbourvest.com

• Complaints Contact

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402071514229

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jordon Caine

  IRN JXC01151

  • [FCA CF] Manager of certification employee (since 8 May 2025)
  • [FCA CF] Client dealing (since 13 Apr 2023)
• Joshua Malpas

  IRN JXM04227

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Julia Hanmer

  IRN JXH03209

  • [FCA CF] Client dealing (since 3 Jun 2025)
• Julien van den Rul

  IRN JXV00032

  • [FCA CF] Client dealing (13 Jan 2021 to 12 Nov 2021)
• Karim Flitti

  IRN KXF01053

  • CF30 Customer (9 Oct 2009 to 31 May 2014)
• Kathleen Marie Bacon

  IRN KMB01042

  • CF1 Director (25 Apr 2017 to 1 Jul 2019)
  • CF30 Customer (1 Nov 2007 to 1 Jul 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Katie Braggins

  IRN KXB00341

  • [FCA CF] Client dealing (since 18 Sep 2023)
• Kevin Xu

  IRN KXX69833

  • [FCA CF] Client dealing (since 11 Jan 2023)
• Laura Kelly

  IRN LXK00142

  • [FCA CF] Client dealing (3 Aug 2022 to 18 Oct 2024)
• Laure Fournier

  IRN LXF30126

  • [FCA CF] Client dealing (13 May 2020 to 26 Jan 2023)

No changes recorded yet.