HarbourVest Partners (U.K.) Limited

• Principal Place of Business

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442073999820

  Web

  https://www.harbourvest.com

• Complaints Contact

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402071514229

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leticia Carolina Espinal

  IRN LCE01010

  • SMF3 Executive Director (since 22 Nov 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (28 Feb 2024 to 22 Nov 2024)
  • [FCA CF] Manager of certification employee (28 Feb 2024 to 22 Nov 2024)
  • [FCA CF] Material risk taker (1 Jan 2022 to 22 Nov 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Sep 2006 to 31 Oct 2007)
• Lorenzo Fusco

  IRN LXF01367

  • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
• Lyndy Stanway Marsh

  IRN LXS00643

  • [FCA CF] Significant management (since 14 Jun 2024)
• Lynna Zhang

  IRN LXZ00022

  • [FCA CF] Client dealing (since 3 May 2022)
• Mark Reale

  IRN MXR00473

  • [FCA CF] Material risk taker (1 Jan 2022 to 12 Dec 2025)
• Marta Vazquez Galvez

  IRN MXV72244

  • [FCA CF] Client dealing (since 28 Sep 2022)
• Martha Dimatteo Vorlicek

  IRN MDV00006

  • CF1 Director (11 Oct 2011 to 14 Apr 2014)
  • CF28 Systems and controls (1 Nov 2007 to 14 Apr 2014)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Jul 2013)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Jul 2013)
• Martina Schliemann

  IRN MXS02241

  • [FCA CF] Client dealing (16 Nov 2023 to 18 Jun 2024)
• Mary Traer

  IRN MXT01943

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Jun 2014 to 8 Dec 2019)
  • CF28 Systems and controls (20 Jun 2014 to 8 Dec 2019)
• Matthew Davies

  IRN MXD00906

  • [FCA CF] Client dealing (since 23 May 2025)

No changes recorded yet.