HarbourVest Partners (U.K.) Limited

• Principal Place of Business

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442073999820

  Web

  https://www.harbourvest.com

• Complaints Contact

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402071514229

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sebastian Lieb

  IRN SXL01761

  • CF30 Customer (21 Jan 2015 to 12 May 2017)
• Shuen Yuk Lau

  IRN SYL29966

  • [FCA CF] Client dealing (9 Jun 2021 to 31 Mar 2023)
• Simon Ingemann Lund

  IRN SIL00003

  • [FCA CF] Client dealing (since 6 Oct 2023)
  • CF30 Customer (19 May 2010 to 8 Aug 2014)
• Simon Jennings

  IRN SMJ01038

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (28 Feb 2024 to 31 Dec 2025)
  • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
• Simon Tungström

  IRN SXT00477

  • [FCA CF] Client dealing (since 30 Sep 2022)
• Stephanie Daul

  IRN SXD00377

  • [FCA CF] Manager of certification employee (since 28 Feb 2024)
  • [FCA CF] Client dealing (since 17 May 2021)
• Stephanie Hocking

  IRN SXH14995

  • [FCA CF] Client dealing (since 4 Mar 2024)
• Stuart John Howard

  IRN SJH01534

  • CF30 Customer (6 Feb 2012 to 31 Oct 2014)
• Tassilo Stiebe

  IRN TXS47697

  • [FCA CF] Client dealing (since 14 Mar 2022)
• Thomas Guy Jean Roche Toussaint Dit Maizeroi

  IRN TGR01036

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)

No changes recorded yet.