Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (28 Feb 2024 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF30 Customer (25 Aug 2011 to 4 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.