HarbourVest Partners (U.K.) Limited

• Principal Place of Business

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442073999820

  Web

  https://www.harbourvest.com

• Complaints Contact

  2nd Floor

  20 Air Street

  London

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402071514229

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pascal Nguyen

  IRN PXN00185

  • [FCA CF] Client dealing (since 2 Feb 2026)
• Peter Wilson

  IRN PXW01226

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
  • CF1 Director (25 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Pierre Maffei

  IRN PXM02551

  • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
• Pierre Maffei

  IRN PXM00157

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2021)
• Pranay Raj Subedi

  IRN PRS01215

  • CF30 Customer (28 Feb 2017 to 22 Dec 2017)
• Preeya Malkan

  IRN PXM00363

  • [FCA CF] Client dealing (26 Apr 2021 to 9 May 2025)
• Richard Hickman

  IRN RXH01939

  • [FCA CF] Significant management (since 28 Feb 2024)
  • [FCA CF] Manager of certification employee (since 28 Feb 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)
• Rodrigo Amaral Cabrita de Barata Lameira

  IRN RXA02052

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ryan Jones

  IRN RMJ01060

  • [FCA CF] Manager of certification employee (since 28 Feb 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
• Sandra Pena

  IRN SXP00604

  • [FCA CF] Client dealing (since 3 May 2022)

No changes recorded yet.