HAMPDEN & CO PLC

• Principal Place of Business

  20/21 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DF

  UNITED KINGDOM

  Phone

  +4401312267300

  Web

  https://www.hampdenbank.com

• Complaints Contact

  20/21 Charlotte Square

  Edinburgh

  EH2 4DF

  UNITED KINGDOM

  Phone

  +4401312267300

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mark Joseph Prentice

  IRN MXP00409

  • [FCA CF] Material risk taker (since 1 Mar 2025)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Manager of certification employee (since 1 Jun 2021)
• Mark Logan Thomson

  IRN MLT01044

  • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 7 May 2021)
• Mark Plummer

  IRN MXP01776

  • [FCA CF] Client dealing (1 Mar 2024 to 28 Feb 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2024 to 28 Feb 2025)
• Matthew Amelio Nimbley

  IRN MXN00260

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 13 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 13 Sep 2022)
• Matthew Douglas Dobson

  IRN MXD53287

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 24 Oct 2018)
  • [FCA CF] Client dealing (24 Oct 2018 to 2 Mar 2026)
• Owain Mumford

  IRN OXM00051

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
• Patrick Preece

  IRN PXP56965

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Jun 2023)
• Paul James Hayward

  IRN PXH77437

  • [FCA CF] Client dealing (15 Apr 2020 to 2 Jun 2021)
  • [FCA CF] Functions requiring qualifications (15 Apr 2020 to 2 Jun 2021)
• Paul Samuel Richard Shedden

  IRN PSS01052

  • Director of firm who is not a certification employee or a SMF manager (19 Feb 2019 to 22 Apr 2020)
• Peter Anthony Sparkes

  IRN PAS01364

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 19 Jan 2022)
  • CF2 Non Executive Director (16 Jul 2015 to 6 Mar 2016)

No changes recorded yet.