HAMPDEN AGENCIES LIMITED

Date authorised
15 September 1994
Companies House
02970319
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hampden Agencies Ltd
    40 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +4402078636500
    Web
    https://www.hampden.co.uk

  • Complaints Contact

    Hampden Agencies Ltd
    40 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +4402078636500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Membership of a Lloyd's syndicate, Non-investment insurance contracts, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Margaret Wilton

    IRN SXW01371

    • SMF9 Chair of the Governing Body (17 Jul 2020 to 15 Dec 2022)
    • CF2 Non Executive Director (9 Apr 2008 to 8 Dec 2019)
  • Stephen Lumley

    IRN SXL01155

    • CF30 Customer (1 Nov 2007 to 25 Aug 2017)
    • CF25 Adviser on Syndicate Participation at Lloyd's (21 Apr 2006 to 31 Oct 2007)
  • Stephen Mark Wilcox

    IRN SMW01068

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)
    • CF1 Director (21 Sep 2002 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Stuart Hunter Buchanan-Smith

    IRN SHB01039

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Stuart Martin Elswood

    IRN SME01038

    • CF30 Customer (1 Nov 2007 to 8 May 2017)
    • CF21 Investment Adviser (17 Mar 2004 to 31 Oct 2007)
  • Thomas Charles Edward Mills

    IRN TCM01065

    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Thomas Dunlop Galloway De Roy De Blicquy Strathclyde

    IRN TXS01192

    • SMF9 Chair of the Governing Body (since 27 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2021)
    • CF2 Non Executive Director (17 Apr 2008 to 31 Jan 2010)
  • Thomas Edward William Ward

    IRN TXW00165

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • Timothy Charles Bruce

    IRN TCB01027

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Timothy Christopher John Andrews

    IRN TCA01009

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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