HAMPDEN AGENCIES LIMITED

Date authorised
15 September 1994
Companies House
02970319
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hampden Agencies Ltd
    40 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +4402078636500
    Web
    https://www.hampden.co.uk

  • Complaints Contact

    Hampden Agencies Ltd
    40 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +4402078636500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Membership of a Lloyd's syndicate, Non-investment insurance contracts, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Sebastian Frederick Garmoyle

    IRN HSG01007

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
    • CF2 Non Executive Director (7 Jun 2010 to 8 Dec 2019)
  • James Nicholas St John Davis

    IRN JND01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2025 to 20 Oct 2025)
    • CF1 Director (31 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2013 to 8 Dec 2019)
  • James Sturla

    IRN JXS01248

    • [FCA CF] Client dealing (since 17 Dec 2024)
  • Janice Ann Jefferies

    IRN JXJ01072

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (21 Apr 2006 to 31 Oct 2007)
  • Jennifer Susan Caroline Doyle

    IRN JXD01440

    • CF11 Money Laundering Reporting (4 Dec 2007 to 30 Apr 2008)
    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (25 May 2006 to 31 Oct 2007)
  • Jeremy Richard Holt Evans

    IRN JRE01035

    • CF1 Director (1 Dec 2001 to 10 Dec 2007)
  • John Edward Henry Francis

    IRN JEF01046

    • 9. Advising on syndicate participation at Lloyd's
    • Responsible for Insurance Distribution (since 27 Apr 2023)
    • SMF3 Executive Director (since 27 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Apr 2004 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • John Rennie Maudslay

    IRN JRM01182

    • CF30 Customer (1 Nov 2007 to 11 May 2009)
    • CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (29 Jan 2003 to 31 Oct 2007)
  • John Sebastian Manning Mocatta

    IRN JSM01149

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • John William Hayter

    IRN JWH01072

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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