Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Umit Davut Cigdem

  IRN UDC01001

  • CF30 Customer (26 Mar 2010 to 30 Sep 2010)
• Vaheesan Sinnathamby

  IRN VXS01155

  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
• Ved Vyas

  IRN VXV01062

  • CF30 Customer (12 Jan 2010 to 7 Jan 2011)
• Victoria Jane Miller

  IRN VXM01049

  • CF30 Customer (8 Feb 2010 to 31 Mar 2016)
• Vijay Anand Chandrasekaran

  IRN VAC01021

  • CF30 Customer (27 Jul 2010 to 23 Mar 2015)
• Vincent Marie Camerlynck

  IRN VXC01029

  • CF2 Non Executive Director (4 Aug 2017 to 23 Feb 2018)
• Vinesh Ravsi Chhaya

  IRN VRC01003

  • CF30 Customer (20 Nov 2014 to 31 Aug 2016)
• Vishal Gupta

  IRN VXG01133

  • CF30 Customer (27 Oct 2010 to 20 Dec 2011)
• Wei Wee-Wah Tsang

  IRN WXT00022

  • [FCA CF] Significant management (20 Jan 2021 to 30 Sep 2022)
  • [FCA CF] Material risk taker (20 Jan 2021 to 30 Sep 2022)
• William Davison

  IRN WXD01111

  • CF30 Customer (8 May 2012 to 10 May 2013)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.