Haitong International (UK) Limited

Date authorised
1 April 2013
Companies House
04058971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191
    Web
    https://www.htisec.com/en-us/htiuk

  • Complaints Contact

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Giles Osborne-Young

    IRN WGO01005

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • William Rees

    IRN WXR01134

    • CF30 Customer (2 May 2012 to 15 Feb 2013)
  • Yi-Ling Liu

    IRN YXL01041

    • CF30 Customer (4 Aug 2015 to 3 Apr 2017)
  • Yibin Zhang

    IRN YXZ01091

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
    • CF1 Director (11 Jun 2018 to 8 Dec 2019)
  • Ying Xiong

    IRN YXX01007

    • CF30 Customer (23 Sep 2015 to 28 Feb 2018)
  • Yuan Zhu

    IRN YXZ01106

    • CF30 Customer (12 Oct 2016 to 23 Feb 2018)
  • Yun Gu

    IRN YXG00013

    • [FCA CF] Significant management (20 Jan 2021 to 21 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.