Date authorised
1 April 2013
Companies House
02200510
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Borderway Mart
    Montgomery Way
    Rosehill Industrial Estate
    Carlisle
    Cumbria
    CA1 2RS
    UNITED KINGDOM
    Phone
    +4401228406290
  • Complaints Contact

    Borderway Mart
    Montgomery Way
    Rosehill Industrial Estate
    Carlisle
    Cumbria
    CA1 2RS
    UNITED KINGDOM
    Phone
    +4401228406291

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Cuthbertson

    IRN AJC01402

    • CF1 Director (12 Apr 2005 to 5 Apr 2007)
    • CF8 Apportionment and Oversight (12 Apr 2005 to 31 Oct 2006)
    • CF17 Significant Mgt (Other Business Operations) (12 Apr 2005 to 5 Apr 2007)
  • Brian Edmund Richardson

    IRN BER01021

    • Responsible for Insurance Mediation (26 Jun 2017 to 9 May 2018)
    • CF1 Director (27 Jun 2008 to 4 Jul 2018)
  • Charles Gerald Gundry

    IRN CXG00357

    • CF1 Director (AR) (since 7 Jul 2022)
  • Christopher Clement

    IRN CXC00006

    • SMF3 Executive Director (17 Nov 2020 to 12 Jun 2024)
  • David Henry James Pritchard

    IRN DHP01037

    • CF1 Director (20 Aug 2007 to 15 Apr 2016)
  • Evan Owen Rowlands

    IRN EOR01006

    • CF1 Director (AR) (22 Feb 2019 to 30 Jun 2022)
  • Joanne Lee

    IRN JXL01802

    • SMF3 Executive Director (1 Mar 2022 to 1 Jan 2024)
  • John Fitzgerald Noone

    IRN JFN01025

    • CF1 Director (14 Jul 2015 to 2 Feb 2018)
    • Responsible for Insurance Mediation (14 Jul 2015 to 20 Jun 2017)
  • John Paul Pieri

    IRN JPP01076

    • CF1 Director (AR) (1 Nov 2015 to 2 Nov 2015)
    • CF1 Director (15 Aug 2013 to 7 Jul 2015)
    • CF29 Significant management (15 Aug 2013 to 7 Jul 2015)
  • Kallandra Shane

    IRN KXS00651

    • Responsible for Insurance Distribution (since 1 Feb 2026)
    • SMF3 Executive Director (since 26 Feb 2025)
    • SMF16 Compliance Oversight (1 Jan 2024 to 26 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.